Our Team

Lead Compliance Officer

Praca: Lead Compliance Officer

 

 
Lead Compliance Officer
Warszawa
Nr ref.: 1435

Conduct and customer outcomes.

 

Would you like to be a leading part of how Nordea handles conduct and customer outcome across Compliance? This role will drive the Conduct Agenda and strengthen the oversight on the subject matter. We are looking for an individual that can bring this important work to the next level, in cooperation with colleagues and stakeholders across business and compliance.      

 

Nordea is committed to being a partner to our customers and being a bank that society can count on. How we conduct ourselves, has a great impact on our customers, as well as society.  Compliance, conduct and customer outcomes is essential in this work.

 

About this opportunity

 

Welcome to the Wealth Management Banking Compliance team. We add value by ensuring the bank conducts business in accordance with applicable laws, rules, standards for conduct, and respect the principles of integrity and fair dealing at all times.

 

This role will have a particular responsibility for driving the focus of Conduct and Customer Outcomes across Compliance. The broader Conduct Agenda includes advising on investment products, lending, product governance and market integrity. We are looking to expand the scope of conduct risk based on regulation from MiFID, MAR, MCD, etc. in order to form a holistic view on how to measure and report on Conduct across the bank. In this work it will be possible for you to influence and form both the agenda, and the scope of your role, going forward. For the right candidate this position also comes with managerial responsibility.

 

Examples of specific tasks:

  • Dialogue with, and advice towards, business leaders on compliance and conduct issues
  • Aligning conduct and customer outcome reporting with colleagues across Compliance
  • Lead work developing “dashboards” with key risk indicators for Conduct risks
  • Regulatory change assessments
  • Leading or participating in projects
  • Compliance testing and advice

Youll join a strong, international team with almost 20 colleagues who have widespread contact with stakeholders both locally and across the bank. This role can be based in any of the Nordic countries, Poland or Estonia. 

 

Who you are

 

Collaboration. Ownership. Passion. Courage. These are the values that guide us in being at our best – and that we imagine you share with us.

 

To succeed in this role, we believe that:

  • You have a high degree of integrity, are driven, and easily take initiative
  • You are comfortable leading work-streams and interacting with people across the organization
  • Your strengths include analytical thinking and a structured approach with an attention to detail
  • You find it easy to build relationships at all levels of a company, using strong communication skills

Your experience and background:

  • You have extensive experience and knowledge about financial regulation and the customer promise in financial institutions
  • You have managerial experience
  • Bachelor or Masters Degree in a relevant field
  • Superior English skills. Fluency in a Nordic language is an advantage

If this sounds like you, get in touch!

 

Next steps

 

Submit your application no later than 30 June 2021. For more information, you’re welcome to contact Head of WM Banking Compliance Tore Mørkhagen on +47 934 07 067 / e-mail: tore.morkhagen@nordea.no or Head of Asset Management Compliance Bjarne Nørgaard Eriksen on +45 4044 9047 / e-mail: Bjarne.norgaard.eriksen@nordea.com 

 

At Nordea, we know that an inclusive workplace is a sustainable workplace. We deeply believe that our diverse backgrounds, experiences, characteristics and traits make us better at serving customers and communities. So please come as you are.

 

Please include permit for processing personal data in CV as following:

 

In accordance with art. 6 (1) a and b. Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) hereinafter ‘GDPR’. I agree to have: my personal data, education and employment history proceeded for the purposes of current and future recruitment processes in Nordea Bank Abp.

 

The administrator of your personal data is: Nordea Bank Abp operating in Poland through its Branch, address: Aleja Edwarda Rydza Śmiglego 20, 93-281 Łodź. Your personal data will be processed for the recruitment processes in Nordea Bank Abp. You have a right to access your personal data, right to rectify and right to delete. Disclosing the personal data in the scope specified by the provisions of Polish Labour Code from 26 June 1974 and executive acts are mandatory. Providing personal data is necessary to conduct the recruitment processes. The request for the deletion of your personal data means resignation from further participation in recruitment processes and causes the immediate removal of your application. Detailed information concerning processing of your personal data can be found at: http://www.nordea.com/Images/33-355365/nordea-com-careers-job-pl-en.pdf


We reserve the right to reply only to selected applications.

APLIKUJ TERAZ